About Suhani Patel

Suhani Patel represents individuals and entities in high-stakes government investigations and enforcement actions before the SEC, DOJ, IRS and FINRA. Drawing on her prior experience at FINRA, she brings firsthand knowledge of regulatory enforcement strategies to every engagement, enabling her to anticipate agency priorities and craft effective defence approaches. Suhani’s practice encompasses counselling clients responding to regulatory inquiries across a broad range of subject matters, helping them navigate those interactions while minimising risk. She has particular depth in matters involving excessive trading, Regulation Best Interest, private placements, and anti-money laundering compliance under FINRA and SEC rules.