About Michael Dunn

Michael Dunn is a corporate partner in Seyfarth Shaw LLP’s Houston office. He has assisted public companies with registration and reporting obligations under the Securities Act 1933 and the Securities Exchange Act 1934 and with a broad range of corporate governance compliance activities, such as compensation risk assessments, Financial Industry Regulatory Authority compliance, drafting and assessing insider trading compliance programmes and 10b5-1 trading plans, and compliance with Nasdaq and NYSE listing standards. Michael’s transactional experience encompasses corporate debt and equity financing transactions, including IPOs, shelf takedowns, and registered spin-offs. He has also counselled private companies on offerings of debt and equity securities in private placement transactions under Federal Regulation D.


Contributions to Global Practice Guide

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