About Adriana Schwartz

Adriana Schwartz advises on complex securities law compliance and transactional issues, SEC regulatory and compliance, and reporting obligations and shareholder activism. Adriana counsels clients on a broad range of issues, including in the regulatory areas of Sections 13 and 16, Rule 144, insider trading, Regulation SHO and Regulation M/Rule 105. She also represents clients in private investments in public and private companies, registered direct offerings, convertible 144A offerings, special-purpose acquisition companies and Regulation S offerings. Adriana received her JD from Brooklyn Law School and is a member of the Securities Regulation Committee of the New York City Bar Association.

Contributions to Global Practice Guide

Shareholders’ Rights & Shareholder Activism Law and Practice in USA – Delaware

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