About Susan Gault-Brown

Susan Gault-Brown is a highly regarded regulatory expert and trusted adviser to clients in the asset management industry, with a focus on the regulation of private fund advisers both inside and outside of the United States, as well as other regulated financial participants and clients seeking to operate within exemptions from US regulation. A leader in the asset management field with more than 20 years of experience, Susan counsels clients with respect to US Securities and Exchange Commission (SEC) and US Commodity Futures Trading Commission (CFTC) registration. She regularly provides advice regarding required disclosures, compliance programmes, structuring of new products and operations, complex regulatory matters, and more.