About Kathryn (Kate) G. Wellman

Kathryn (Kate) G. Wellman is a member at Moore & Van Allen and focuses her practice on representing and advising financial institutions in governmental inquiries and investigations and regulatory compliance matters. Kate’s regulatory compliance experience includes managing large-scale projects, including related to development of state and federal law inventories, LIBOR transition, recovery and resolution planning, and global shareholding-related requirements. Kate’s investigation experience includes representation of financial institutions in inquiries involving the US Department of Justice, the Office of the Comptroller of the Currency, the Federal Reserve, the UK Financial Conduct Authority, and financial regulators in other foreign countries.


Contributions to Global Practice Guide

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